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CONSUMER COUNCIL ORDINANCE

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CONSUMER COUNCIL ORDINANCE ——附加英文版

Hong Kong


 CONSUMER COUNCIL ORDINANCE
 (CHAPTER 216)
 CONTENTS
  
  ion
  I    PRELIMINARY
  hort title
  nterpretation
  II    INCORPORATION AND POWERS
  ncorporation of Consumer Council
  unctions of Council
  owers of Council
  embership of Council
  eetings of Council
  ommittees
  isclosure of member's interest
  Appointment of staff and advisers
  Documents of Council
  III    FINANCIAL
  Resources of Council
  Borrowing powers
  Investment of funds
  Estimates
  Accounts, audit and annual report
  IV    GENERAL
  Council not servant or agent of Crown
  Governor may give directions
  Protection of members of Council and committees
  Prohibition of exploitation of the Council's name for
advertisement
  oses
  Transitional provisions
  dule
 Whole document
  
  ncorporate the Consumer Council, to define its functions and 
powers,
  egative personal liability of members and employees for the 
Council's
  ts committees' acts or omissions, and for connected purposes.
  July 1977] L. N. 167 of 1977
 PART I PRELIMINARY
  
  hort title
  Ordinance may be cited as the Consumer Council Ordinance.
  nterpretation
  his Ordinance, unless the context otherwise requires--
  ncil" means the Consumer Council incorporated by section 3 (1);
  ancial year" means each period of 12 months ending with 31 March;
  ber" means a member of the Council.
 PART II INCORPORATION AND POWERS
  
  ncorporation of Consumer Council
  The Consumer Council existing at the commencement of this
Ordinance is
  by created a body corporate consisting of the persons who from
time to
  hold office as members of the Council.
  The Council shall have perpetual succession and a common 
seal and
  l be capable of suing and being sued and of doing and suffering 
all
  other acts and things as bodies corporate may lawfully do and
suffer.
  The Council shall continue to be known in the Chinese language
as.
  unctions of Council
  The functions of the Council are to protect and promote the 
interests
  onsumers of goods and services and purchasers, mortgagors and 
lessees
  mmovable property by--
  collecting, receiving and disseminating
  rmation concerning goods, services and immovable property;
  receiving and examining complaints by and giving advice to 
consumers
  oods and services and purchasers, mortgagors and lessees of 
immovable
  erty;
  taking such action as it thinks justified by information 
in its
  ession, including tendering advice to the Government or to any 
public
  cer;
  encouraging business and professional associations to
  blish codes of practice to regulate the activities of their
members;
  undertaking such other functions as the Council may adopt 
with the
  r approval of the Governor in Council.
  The Governor may be notice in writing to the Council 
declare any
  s, services or immovable property or class of goods, 
services or
  vable property to be outside the scope of the Council's 
functions
  r subsection (1).
  In subsection (1) and in section 5 (2) (c) "goods and services" 
does
  include goods and services which are--
  supplied by--
  the Government, the Urban Council or the Regional Council; or
(Amended
  f 1985 s. 60)
  a body mentioned in the Schedule; or
  made the subject of a declaration under subsection (2).
  The Governor in Council may, by order published in the Gazette, 
amend
  Schedule. (Amended 5 of 1992 s. 2)
  owers of Council
  The Council may do such things as are reasonably necessary to 
enable
  o carry out its functions.
  Without restricting the generality of subsection (1), the Council 
may
  arrying out its functions--
  acquire, hold and dispose of all kinds of property 
movable and
  vable and in any manner which it thinks fit;
  enter into any contract;
  undertake the testing and examination of goods and 
services and
  ection of immovable property; (Amended 5 of 1992s. 3)
  produce or distribute, by way of sale or otherwise, any 
publication
  h is of interest to consumers;
  do any thing which it may do under this ordinance in 
association or
  peration with any other person or sponsor any other person to do 
that
  g;
  charge for the use of any facility or service provided by the
Council;
  with the prior approval of the Governor, become a member 
of or
  liate to any international body concerned with consumer matters.
  
  embership of Council
  The Council shall consist of the following members--
  a Chairman who shall be appointed by the Governor for a 
term not
  eding 2 years;
  a Vice-Chairman who shall be appointed by the Governor for a term 
not
  eding 2 years; and (Replaced 28 of 1985 s. 2)
  not more than 20 other persons each of whom shall be appointed
by the
  rnor for a term not exceeding 2 years. (Replaced 28 of 1989 s.
2)
  The Chairman, Vice-Chairman and any other member 
appointed under
  ection (1) (c) may be reappointed upon expiry of their 
respective
  s of office. (Amended 28 of 1985 s. 2)
  The Chairman, Vice-Chairman and any other member 
appointed under
  ection (1) (c) may at any time-- (Amended 28 of 1985 s. 2)
  resign his office by notice to the Governor; or
  be removed therefrom by the Governor for permanent incapacity or
other
  icient cause, and upon such resignation or removal the term for 
which
  as appointed shall be deemed to have expired.
  Where the Chairman, Vice-Chairman or any other member appointed 
under
  ection (1) (c) is precluded by temporary incapacity or other 
cause
  exercising his functions as such for any period the 
Governor may
  int another person to act in place of the Chairman Vice-
Chairman or
  r member during such period with all such rights, powers, 
duties or
  ilities as if he had been appointed under subsection (1). (Amended 
28
  985s. 2)
  (Replaced 28 of 1985s. 2)
  Where any question arises under subsection (3) or (4) as to 
whether
  incapacity or cause exists or whether any incapacity is 
temporary or
  anent or any cause sufficient, the decision of the Governor 
thereon
  l be final.
  eetings of Council
  Meetings of the Council shall be held at such times and places
as the
  cil, the Chairman or in his absence, the Vice-Chairman may from 
time
  ime appoint.
  The following procedural provisions shall apply to
  y meeting of the Council and subject thereto the Council may 
regulate
  own procedure--
  at meetings of the Council 11 members shall form a quorum; 
(Replaced
  f 1989 s. 3. Amended 5 of 1992 s. 4)
  the Chairman or in his absence, the Vice-Chairman shall preside
or, if
  are absent or disqualified under section 9 (c), the members 
present
  l appoint one of their number to preside;
  every question shall be determined by a majority of votes 
of the
  ers present and voting thereon;
  in the event of an equality of votes the member presiding shall
have a
  ing vote in addition to his ordinary vote.
  nded 28 of 1985 s. 3)
  
  ommittees
  The Council may appoint committees and may delegate to 
them the
  cise and performance of any of its powers and functions except 
this
  r of delegation.
  Persons who are not members of the Council are
  ible for appointment to committees.
  Subject to the terms of any delegation by the 
Council, every
  ittee--
  may exercise and perform the delegated powers and functions
  the same effect as if it were the Council itself;
  shall be presumed to be acting in accordance with the terms of 
the
  gation in the absence of proof to the contrary;
  may regulate its own procedure.
  isclosure of member's interest
  member of the Council, or of any committee of the Council, 
has a
  ct or indirect commercial interest in any matter under discussion
at a
  ing of the Council or of the committee, being an interest greater
than
  which he has as a member of the general public, the 
following
  isions shall apply--
  he shall disclose the nature of his interest at the meeting;
  the disclosure shall be recorded in the minutes;
  where the disclosure is made by the member presiding, he shall 
vacate
  chair during the discussion;
  the member (including one who has vacated the chair under
paragraph
  shall, if so required by the member presiding, withdraw 
from the
  ing during the discussion and shall not in any case, 
except as
  rwise determined by the member presiding, vote on any 
resolution
  erning the matter or be counted for the purpose of establishing 
the
  tence of a quorum.
  Appointment of staff and advisers
  Subject to subsection (4), the Council shall appoint a person to 
hold
  office of Chief Executive. (Amended 28 of 1985 s. 4)
  The Council may appoint such other employees as it thinks 
fit and
  ect to subsection (4), determine all matters relating 
to their
  neratior and terms and conditions of appointment or employment.
  The Council may engage the services of technical and 
professional
  sers in such manner and on such terms and conditions as it thinks
fit.
  The Council shall obtain the prior approval of the Governor to--
  any appointment proposed to be made under subsection (1) and the
terms
  conditions thereof;
  the suspension or dismissal of the Chief Executive;
  the salary or salary scale (including allowances and other 
pecuniary
  fits) and conditions of employment applicable to the Chief 
Executive
  every other employee or class employee, and any variation
thereof.
  nded 28 of 1985 s. 4)
  No person shall be employed by the Council otherwise than on the
salar
  alary scale or on the conditions of employment applicable to that
pers
  oved by the Governor under subsection (4).
  
  Documents of Council
  The Council may make and execute all such documents as may 
expedient
  or conducive to the exercise and performance of its power 
functions
  duties.
  The fixing of the seal of the Council to any document
  l--
  be authorized by resolution of the Council; and
  be authenticated by the signatures of any 2 members 
authorize by
  lution of the Council, either generally or specially, to ao for 
that
  ose.
  Any document purporting to be duly executed under the seal 
of the
  cil shall, unless the contrary is proved, be considered to be 
duly
  uted.
  Any contract or instrument which if entered into or executed 
by a
  on not being a body corporate would not be required to be in the 
form
  deed may be entered into or executed on behalf of the Council by 
any
  on generally or specially authorized by the Council for that 
purpose.
 PART III FINANCIAL
  
  Resources of Council
  The Governor may, out of money appropriated for the purpose 
by the
  slative Council, authorize payment to the Consumer Council 
of such
  nts as he thinks fit.
  The resources of the Council shall consist
  
  all money received by the Council pursuant to subsection (1);
  money paid to the Council by way of donations, fees, 
subscriptions,
  and interest;
  all other money and property, including accumulations of 
income,
  ived by the Council for its purposes.
  Borrowing powers
  Council may, with the approval of the Financial Secretary, 
borrow or
  rwise raise money and charge all or any part of its 
property as
  rity therefor.
  Investment of funds
  money of the Council that is not immediately required 
shall be
  sted--
  on fixed deposit in any bank or savings bank approved by the
  ncial Secretary, either generally or in any particular case, for 
the
  ose; or
  in such other forms of investment as the Financial 
Secretary may
  ove.
  Estimates
  Council shall in each financial year adopt estimates of 
income and
  nditure for the ensuing financial year and, before a date 
to be
  inted by the Financial Secretary, send them to the Governor for 
his
  oval together with a programme of its proposed activities 
for the
  ing financial year.
  
  Accounts, audit and annual report
  The Council shall keep proper accounts and proper records in 
relation
  eto and shall within 3 months after the expiry of a financial year,
or
  further period as the Financial Secretary may allow, 
prepare a
  ement of the accounts of the Council, which statement shall
include an
  me and expenditure account and a balance sheet.
  The Council
  l, subject to subsection (3), appoint an auditor, who 
shall be
  tled to have access at any time to all books of account, vouchers 
and
  r financial records of the Council and to require such information
and
  anations relating thereto as he thinks fit.
  The Council shall obtain the prior approval of the Financial
Secretary
  ny appointment proposed to be made under subsection (2).
  The auditor shall, as soon as is practicable, audit the 
accounts
  ired by subsection (1) and shall submit a report thereon 
to the
  cil.
  The Council shall within 3 months after the receipt by it 
of the
  tor's report in respect of its accounts for a financial 
year, or
  in such further period as the Financial Secretary may allow,
furnish--
  a report on the affairs of the Council for that year;
  a copy of its accounts therefor; and
  the auditor's report on the accounts, to the Governor who shall 
cause
  same to be tabled in the Legislative Council.
 PART IV GENERAL
  
  Council not servant or agent of Crown
  Council is not a servant or agent of the Crown and does not enjoy 
any
  us, immunity or privilege of the Crown.
  Governor may give directions
  The Governor may, if he considers that the public 
interest so
  ires, give to the Council such directions as he thinks 
fit with
  ect to the exercise and performance by the Council of its 
powers,
  tions and duties under this Ordinance, either generally or 
in any
  icular case.
  The Council shall comply with any direction given to 
it under
  ection (1).
  Protection of members of Council and committees
  No member or employee of the Council or of any committee 
of the
  cil shall be personally liable for any act done or default made--
  by the Council; or
  by any committee of the Council, acting in good faith in the course
of
  operations of the Council or of the committee.
  The protection hereby conferred on members and employees 
of the
  cil or of a committee in respect of any act or default shall not 
in
  way affect any liability of the Council for that act or default.
  
  Prohibition of exploitation of the Council's name for 
advertisement
  oses
  No person shall, with a view to promoting or disparaging any
  s, services or immovable property or promoting the image 
of any
  on, publish or cause to be published any advertisement which 
either
  essly or by implication makes reference to--
  the Council;
  any committee, member, agent or employee of the Council;
  the Council's publication or finding of tests or surveys
conducted by
  n behalf of the Council; or
  any other information published by the Council, without 
written
  ent of the Council.
  Any person who contravenes subsection (1) commits an offence 
and is
  le to a fine of $ 100,000.
  For the purpose of subsection (1) "advertisement" may be 
constituted
  ny words, whether written or spoken, or any picture, drawing, 
visual
  e, figure or article--
  appearing in any publication; or
  brought to the notice of the public or any section of the public 
in
  other way. (Replaced 5 of 1992 s. 5)
  Transitional provisions
  All property of whatever kind and whether movable or immovable 
vested
  r belonging to the Consumer Council existing at the 
commencement of
  Ordinance shall as from that date vest in or belong to that 
Council
  ts corporate capacity without any further assurance.
  All obligations and liabilities of the said Consumer Council 
are as
  the commencement of this Ordinance the obligations and
liabilities of
  Council in its corporate capacity.
  Where anything has been commenced by or under the authority 
of the
  Consumer Council before the commencement of this Ordinance such
thing
  be carried on any completed by the Council in its corporate
capacity.
  Every person who immediately before the commencement of this
Ordinance
  s an appointment as Chairman, Executive Director or a member of 
the
  Consumer Council is, as from such commencement but subject to 
the
  s of his appointment, the Chairman, Executive Director, or a
member of
  Council, as the case may be, for the purposes of this Ordinance.
  Notwithstanding the definition of "financial year" in section 
2 the
  od between the commencement of this Ordinance and 31 March 1978 
shall
  eemed to be a financial year.
  No stamp duty shall be payable in respect of any transfer of 
property
  r this section.
 SCHEDULE
  
  Television Limited
  a Light and Power Company, Limited
  a Motor Bus Company, Limited
  Cross-Harbour Tunnel Company, Limited
  Marketing Organization
  Kong Air Cargo Terminals Limited
  Hong Kong and Yaumati Ferry Company Limited

不分页显示   总共2页  1 [2]

  下一页

【案情】

2011年5月,宁波某公司向当地公安局报案,称其遗失某票面价值为50万元的银行承兑汇票,嗣后,该公司向人民法院申请公示催告,公示催告期间,无人申报债权,人民法院随即作出除权判决,判定宁波某公司系票据权利人。同时,宁波某公司凭除权判决向该票据的付款人某商业银行要求付款,某商业银行于当年9月足额付款。2011年12月,邯郸某公司向人民法院提起撤销除权判决之诉,称其系票据真正权利人,人民法院经审理查明宁波某公司系伪报失票,票据真正权利人系邯郸某公司,遂判决撤销除权判决。其后,邯郸某公司申请执行该判决以实现票据权利。

【分歧】

本案的争议焦点为除权判决应当如何执行回转,即票据权利在执行过程中应当如何实现。

第一种观点认为,既然除权判决已经撤销,则付款人的付款行为也应当发生回转,即归于无效。故除权判决的执行回转,应当系公示催告申请人返还付款人票据记载款项。而且,由于付款人某商业银行的付款行为无效,无论公示催告申请人宁波某公司是否足额返还上述款项,票据的真正权利人邯郸某公司均应向付款人某商业银行主张付款,该银行不付款的,人民法院可以强制执行。

第二种观点认为,该付款行为具有法律效力,故除权判决的执行回转,应当系公示催告申请人宁波某公司返还票据真正权利人邯郸某公司票据记载的款项,而且,付款人可以此为由对票据真正权利人的付款请求进行抗辩。

【解析】

随着票据在经济生活中的支付功能、流通功能和融资功能的凸显,因票据被除权,最后持票人提起撤销除权判决之诉的情形也呈现增多趋势。对于尚未履行的除权判决,当然不存在执行回转的问题,但实践中大部分的除权判决在被撤销之时是已经全部履行的,此时,除权判决应当如何执行回转存在争议。

以本案为例,笔者同意上述第二种观点,理由是:第一,根据民事诉讼法第二百一十条之规定,执行完毕后,据以执行的判决、裁定和其他法律文书确有错误,被人民法院撤销的,对已被执行的财产,人民法院应当作出裁定,责令取得财产的人予以返还;拒不返还的,强制执行。从上述法律条文的规定看,执行回转的对象是针对被执行财产而言,而非针对具体的执行行为而言。故首先可以肯定的是,某商业银行的付款行为不属于执行回转的范畴。第二,由于该商业银行的支付行为系根据人民法院生效判决而为之,符合法律规定,系善意支付,其并不存在过错,因此,该付款行为的效力不会因为除权判决的撤销而失去效力,其效力应当得到肯定。第三,除权判决的执行回转对象应当是宁波某公司从某商业银行获得的50万元现金。第四,由于某商业银行的付款行为合法有效,且执行回转不涵盖执行行为,则上述50万元现金应当由人民法院从宁波某公司追回后直接支付给邯郸某公司,而无需归还某商业银行。第五,无论人民法院是否从宁波某公司追回前款,某商业银行均可以已经履行支付义务为由抗辩邯郸某公司的支付要求,且人民法院不得对其强制执行。

当然,如果付款人的付款行为并非善意,如在除权判决确定的支付期限前支付款项的,则其付款行为不受法律保护,撤销除权判决后,票据权利人可要求对付款人进行强制执行。

(作者单位:重庆市第五中级人民法院)

商务部实施外国投资者并购境内企业安全审查制度的规定

商务部


商务部实施外国投资者并购境内企业安全审查制度的规定

商务部公告2011年第53号


  根据《国务院办公厅关于建立外国投资者并购境内企业安全审查制度的通知》(国办发[2011]6号)以及外商投资相关法律法规,在广泛征求公众意见的基础上,我部对《商务部实施外国投资者并购境内企业安全审查制度有关事项的暂行规定》(商务部公告2011年第8号)进行了完善,形成了《商务部实施外国投资者并购境内企业安全审查制度的规定》。现予以公布,自2011年9月1日起实施。


                              中华人民共和国商务部
                             二〇一一年八月二十五日


商务部实施外国投资者并购境内企业安全审查制度的规定

  第一条 外国投资者并购境内企业,属于《国务院办公厅关于建立外国投资者并购境内企业安全审查制度的通知》明确的并购安全审查范围的,外国投资者应向商务部提出并购安全审查申请。

  两个或者两个以上外国投资者共同并购的,可以共同或确定一个外国投资者(以下简称申请人)向商务部提出并购安全审查申请。

  第二条 地方商务主管部门在按照《关于外国投资者并购境内企业的规定》、《外商投资企业投资者股权变更的若干规定》、《关于外商投资企业境内投资的暂行规定》等有关规定受理并购交易申请时,对于属于并购安全审查范围,但申请人未向商务部提出并购安全审查申请的,应暂停办理,并在5个工作日内书面要求申请人向商务部提交并购安全审查申请,同时将有关情况报商务部。

  第三条 外国投资者并购境内企业,国务院有关部门、全国性行业协会、同业企业及上下游企业认为需要进行并购安全审查的,可向商务部提出进行并购安全审查的建议,并提交有关情况的说明(包括并购交易基本情况、对国家安全的具体影响等),商务部可要求利益相关方提交有关说明。属于并购安全审查范围的,商务部应在5个工作日内将建议提交联席会议。联席会议认为确有必要进行并购安全审查的,商务部根据联席会议决定,要求外国投资者按本规定提交并购安全审查申请。

  第四条 在向商务部提出并购安全审查正式申请前,申请人可就其并购境内企业的程序性问题向商务部提出商谈申请,提前沟通有关情况。该预约商谈不是提交正式申请的必经程序,商谈情况不具有约束力和法律效力,不作为提交正式申请的依据。

  第五条 在向商务部提出并购安全审查正式申请时,申请人应提交下列文件:

  (一)经申请人的法定代表人或其授权代表签署的并购安全审查申请书和交易情况说明;

  (二)经公证和依法认证的外国投资者身份证明或注册登记证明及资信证明文件;法定代表人身份证明或外国投资者的授权代表委托书、授权代表身份证明;

  (三)外国投资者及关联企业(包括其实际控制人、一致行动人)的情况说明,与相关国家政府的关系说明;

  (四)被并购境内企业的情况说明、章程、营业执照(复印件)、上一年度经审计的财务报表、并购前后组织架构图、所投资企业的情况说明和营业执照(复印件);

  (五)并购后拟设立的外商投资企业的合同、章程或合伙协议以及拟由股东各方委任的董事会成员、聘用的总经理或合伙人等高级管理人员名单;

  (六)为股权并购交易的,应提交股权转让协议或者外国投资者认购境内企业增资的协议、被并购境内企业股东决议、股东大会决议,以及相应资产评估报告;

  (七)为资产并购交易的,应提交境内企业的权力机构或产权持有人同意出售资产的决议、资产购买协议(包括拟购买资产的清单、状况)、协议各方情况,以及相应资产评估报告;

  (八)关于外国投资者在并购后所享有的表决权对股东会或股东大会、董事会决议、合伙事务执行的影响说明,其他导致境内企业的经营决策、财务、人事、技术等实际控制权转移给外国投资者或其境内外关联企业的情况说明,以及与上述情况相关的协议或文件;

  (九)商务部要求的其他文件。

  第六条 申请人所提交的并购安全审查申请文件完备且符合法定要求的,商务部应书面通知申请人受理申请。

  属于并购安全审查范围的,商务部在15个工作日内书面告知申请人,并在其后5个工作日内提请外国投资者并购境内企业安全审查部际联席会议(以下简称联席会议)进行审查。

  自书面通知申请人受理申请之日起的15个工作日内,申请人不得实施并购交易,地方商务主管部门不得审批并购交易。15个工作日后,商务部未书面告知申请人的,申请人可按照国家有关法律法规办理相关手续。

  第七条 商务部收到联席会议书面审查意见后,在5个工作日内将审查意见书面通知申请人(或当事人),以及负责并购交易管理的地方商务主管部门。

  (一)对不影响国家安全的,申请人可按照《关于外国投资者并购境内企业的规定》、《外商投资企业投资者股权变更的若干规定》、《关于外商投资企业境内投资的暂行规定》等有关规定,到具有相应管理权限的相关主管部门办理并购交易手续。

  (二)对可能影响国家安全且并购交易尚未实施的,当事人应当终止交易。申请人未经调整并购交易、修改申报文件并经重新审查,不得申请并实施并购交易。

  (三)外国投资者并购境内企业行为对国家安全已经造成或可能造成重大影响的,根据联席会议审查意见,商务部会同有关部门终止当事人的交易,或采取转让相关股权、资产或其他有效措施,以消除该并购行为对国家安全的影响。

  第八条 在商务部向联席会议提交审查后,申请人修改申报文件、撤销并购交易或应联席会议要求补交、修改材料的,应向商务部提交相关文件。商务部在收到申请报告及有关文件后,于5个工作日内提交联席会议。

  第九条 对于外国投资者并购境内企业,应从交易的实质内容和实际影响来判断并购交易是否属于并购安全审查的范围;外国投资者不得以任何方式实质规避并购安全审查,包括但不限于代持、信托、多层次再投资、租赁、贷款、协议控制、境外交易等方式。

  第十条 外国投资者并购境内企业未被提交联席会议审查,或联席会议经审查认为不影响国家安全的,若此后发生调整并购交易、修改有关协议文件、改变经营活动以及其他变化(包括境外实际控制人的变化等),导致该并购交易属于《国务院办公厅关于建立外国投资者并购境内企业安全审查制度的通知》明确的并购安全审查范围的,当事人应当停止有关交易和活动,由外国投资者按照本规定向商务部提交并购安全审查申请。

  第十一条 参与并购安全审查的商务主管部门、相关单位和人员应对并购安全审查中的国家秘密、商业秘密及其他需要保密的信息承担保密义务。

  第十二条 本规定自2011年9月1日起实施。